PART III
In this section of our course, I will focus on the glorious rise and abrupt demise of the Leninist Nation-state, one of the most dramatic stories of modern times. Here’s a point we can all agree upon: The communist regimes of the past century pursued policies horrific policies; millions of people died under Leninist rule. This is a fact. Still, if we want to make sense of this significant chunk of human history, we have to ask why these regimes lasted as long as they did. After all, for much of the twentieth century there were as many Leninist Nation-states in the world as Liberal Democratic states. Leninism represented the preeminent challenge to Liberal Democracyin the modern age.
Making sense of this historical period isn’t just a matter of appreciating a now-deceased idea of political organization. The legacy of Leninism helps us to understand the popularity and practices of (noncommunist) leaders like Vladimir Putin and Kim Jong-un today. Even more important, this period provides essential clues to understanding the world today. Why do people fall prey to populist and autocratic perspectives in our part of the world? And what would it take to persuade them not to be bewitched by these perspectives? In other words, the past is present—and future.
I have written extensively on this issue. If you like, feel free to read my recent book, Vanguard of the Revolution. What the journal Foreign Affairs thinks: HERE
17. LECTURE: Monday, September 27
Reflections on Karl Marx’s Communist Manifesto and its significance for the history of world communism.
Today’s Question: Why did so many smart, well-educated people (i.e., elites like you!) become Marxists? My argument is that Marxism shared many of the same foundations as Liberalism, even though it represented a radical critique of Liberal thought. It is essential to understand Marxism because it paved the way for a fundamentally different path to the Modern Nation-state.
In the contemporary world, it is equally important to ask why an intelligent person would support violent extremism, either on the Left or on the Right. This human pathology just won’t go away.
Assignment: Read the Manifesto carefully–I suggest, at least three times. It is one of the greatest and most influential publications of all time. Look beyond the details for Marx’s overarching argument. What kind of argument is he making against capitalism? Why would it have been so appealing to many 19th and 20th century radicals? Indeed, why might it even appeal to contemporary populist politicians, especially Bernie Sanders and, yes, even Donald Trump. As you read the essay, pay close attention to what Marx says about the revolutionary character of the bourgeoisie.
Karl Marx and Friedrich Engels, The Communist Manifesto, sections, 1, 2, and 4.
Read the following articles to get a sense for the environment in which Marx’s ideas thrived:
Friedrich Engels, “On the Condition of the Working Class in England” PRINT AND READ
M. Faraday, July 7, 1855, “The Filth of the Thames” PRINT AND TAKE NOTES
John McCain, “Salute to a Communist” READ
How could a Republican politician and true American hero, like John McCain, find anything to admire about a communist? In my view, McCain was an admirable human being. He thought for himself and epitomized the decency and compassion we should expect from any democratic leader. I have visited the Hoa Lo prison where he was held. If you look toward the bottom of this article, you’ll find Cell 13. I have stood next to that door and looked at the guillotine.
18. LECTURE: Wednesday, September 29
Reflections on the roots of the Bolshevik revolution: Czarist Russia and the unintended consequences of imperial ambition.
Today’s Assumption: Marx never expected that his proletarian revolution would take place in the East. In fact, he predicted it would not. So, how did the event happen? Like everything, communism has a history: Before we turn to the Bolshevik revolution of October 1917 in order to understand why this context was better suited to mass upheaval than the western industrial world.
In considering the Bolshevik revolution, I also seek to address the issue of historical and political change. Since people use and overuse the word “revolution” all the time, I want you to think about how we should distinguish between truly “revolutionary” events, on the one hand, and events that are only highly significant, on the other. In my view, with which some observers would disagree, there haven’t been many revolutions in modern history. Indeed, I am not totally convinced that the American Revolution was a “revolution,” at least not socially or economically. Please feel free to disagree with me.
These two sources, one an article and the other, a video, are meant to provide you with a general background to the Bolshevik Revolution and its antecedents:
“Russian Revolution of 1917,” New World Encyclopedia READ
“The Russian Revolution,” DocumentaryTube.com (1:33.54) WATCH (Watch as much of this film as you can. It’s fascinating and full of terrific footage)
19. DISCUSSION SECTION: Friday, October 1
Discussion: The Communist Manifesto was once banned across the United States. Now you can read it and try to figure out what all the fuss was about. (Or was it simply dumb to ban it?) I am strongly opposed to the banning of books—why do Americans fear of books like Fahrenheit 451, Catcher in the Rye, Ulysses, Lady Chatterley’s Lover, etc? After all, why should we be afraid of words? Yet, the saga continues. Interestingly, Marx’s thinking was, in some ways, consonant with Liberal ideals. Yet, he came to radically different conclusions about whether Liberalism’s idealistic principles could be realized. How can both of these claims be true? Keep in mind that Marxism, like woolly mammoths and alligators, and had to come from somewhere. In fact, it had the same historical roots as Liberalism.
Assignment: How might the essential aspects of Marx’s critique of capitalism appeal to contemporary populist politicians, especially Bernie Sanders and, yes, even Donald Trump (but not to non-populist traditional politicians like Joe Biden and Mitt Romney)?
20. LECTURE: Monday, October 4
Vladimir Ilyich Lenin and his successors transformed elementary Marxism into a new political identity: Leninism (originally known as Bolshevism).
Today’s Assumption: Leninism was all about defining Marxism. Marx did not and could not have imagined how Lenin and his successors adapted his ideas to backward Russia. Although Lenin was a mediocre philosopher and historian, he was a world-historical revolutionary. He knew instinctively how to apply a western recipe for radical change to a backward country. For this reason, I contend that “Marx was archaeopteryx and Lenin was his bird.” See HERE
Assignment: The best way to understand the fully tragic implications of Leninism is to see how it was implemented at the height of the Soviet revolution under Josef Stalin. To this end, I am asking you to read the Man himself.
Selections from Josef Stalin, Foundations of Leninism. PRINT AND READ Section 4 (“Dictatorship of the Proletariat”) and Section 8 (“The Party”) Get a general sense for Stalin’s argument; don’t worry about the details. Treat the document as though it were a handbook (like the Boy Scout and Girl Scout handbooks). This is exactly what it was. It was intended to give Bolsheviks a clear and definitive understanding of what they should do.
The rousing anthem, “The International,” became the hymn for communist and other radical working-class movements throughout the world.
Watch Pete Seeger sing the The Internationale. I sang it to my tour guides when I was in Pyongyang, North Korea and it drove them crazy. How could they prevent me from paying tribute to one of their ideological forebears! Yet the entire time I was in North Korea, I only saw one picture of Marx and Lenin. Alas–but revealingly–they were removed not long thereafter.
More versions of the International:
The classic Soviet version WATCH
Also, from the movie ‘Reds’ starring Warren Beatty and Diane Keaton: WATCH
Also, Chinese pop version WATCH
Also, Bill Murray’s puppet sings: WATCH
Also, Rage Against the Machine: WATCH
Also, listen to “Occupy Wall Street” protesters sing the Internationale WATCH (I’m not sure that many actually knew the words, but it’s interesting that they sang it)
21. LECTURE: Wednesday, October 6
Reflections on the transmogrification of Marxist and Leninist utopia into Stalinist terror.
Today’s Assumption: Stalin’s regime of terror was intrinsically, if not inevitably, rooted in the goals and institutions of Leninism. Leninism also degenerated into horrific violence in other countries, especially China. Alas, in this course we don’t have enough time to cover the varied expressions of this degeneration outside of the Soviet Union. However, if you are interested, you can see my account of these experiences in my latest book, Vanguard of the Revolution.
“Purges and Hysteria in the Soviet Union”: READ (all six pages)
Ode to Stalin: READ
22. DISCUSSION SECTION: Friday, October 8
Paragraph assignment: “If Marx was an archaeopteryx, would that make Lenin his bird?”
Discussion: You have been assigned to start a political, social, and/or cultural revolution–a real one!–at Notre Dame. Based upon your reading of the the Communist Manifesto and the chapters from Stalin’s Foundations of Leninism, please exuberantly and passionately discuss the following two questions: 1) what would Lenin (and Stalin) advise you to do to foment this revolution? and 2) what challenges would you face in fomenting this revolution and then keeping it going?
23. LECTURE: Monday, October 11
Reflections on the Leninist challenge to Liberal Democracy.
Today’s Assumption: Leninism was initially a credible challenge to Liberal Democracy. Its lasting appeal was reinforced by a variety of factors. In the 1980s, I had the rather unusual experience of living in East Germany. I’ll attempt to give you a sense for these factors by sharing some of my experiences in the years before the fall of the Berlin Wall. To live in the Soviet bloc at that time was very different–and, its own way, more “normal”–than under Stalin’s totalitarian regime. I’ll explain how and why.
In the 1980s, all of the experts, including yours truly, were skeptical about the idea that people living under communism could rise up spontaneously against their leaders. Yet in the late 1970s, dissidents like the physicist Andrei Sakharov and the playwright Vaclav Havel, were already providing the ideas about why such events might occur.
NOTE: Havel’s essay is not only about life in Czechoslovakia. It is about the difference between “living within a lie” and “living within the truth” in any society, including the US. The dispute over the meaning of “truth” and its implications for our behavior is also central to the crisis of American democracy today.
At this stage of our discussion, let’s ask why McAdams and other experts underestimated the power of Havel’s account.
Václav Havel, “Power of the Powerless,” in Open Letters: Selected Writings, 1965-1990, sections I-VI.
The “Power of the Powerless” is challenging reading. I am honored that you will take up this challenge.
Read this brief article on the Czechoslovakia’s Charter 77 movement (HERE) for background, as well as this short article on Havel’s life
24. FILM: Wednesday, October 13
Today, we will have an in-class film: “Journey to Russia.” This documentary is a fantastic depiction of life as people actually lived it in the Soviet Union in the early 1980s. You will immediately see how it is related to my Monday lecture
25. DISCUSSION SECTION: Friday, October 15
Topic: LIving within a lie under communism . . . and in advanced democracies?
Discuss the first half of “Power of the Powerless.” Why is the green grocer so important to Havel’s argument? Would you have acted differently than the green grocer if you had lived in a Leninist state? What kinds of events would be required to convince the green grocer that he should rebel? What types of circumstances would persuade you, too, to rebel?
Paragraph Assignment: To what extent, if at all, do we “live within a lie” in the United States”? Consider this study about the choice between truth-telling and happiness while you write your response: HERE
Mid-Term Break: October 16-24
This week you will have a somewhat heavier reading load than normal. Apologies. Your primary assignment is to prepare for Friday’s discussion by finishing Vaclav’s essay, “Power of the Powerless.”
26. LECTURE: Monday, October 25
Reflections on the sudden and total collapse of the Leninist Nation-State.
Today’s Assumption: No one predicted this explosive development (in the serious sense of the word “prediction”). By the same token, Leninism was not destined to collapse when it did.
Assignment: Reflect upon Mikhail Gorbachev’s role in the fall of the Leninist Nation-State
Learn about Gorbachev’s concept of Leninist reform READ
Based upon what you have seen, could Leninism have been reformed in the way Gorbachev hoped? How compatible were Gorbachev’s two primary reform concepts (below) with the Leninist political identity?
Gorbachev’s concept of Perestroika READ
Gorbachev’s concept of Glasnost READ
Implications: What lessons can we learn from the communist experience about the collapse of dictatorships in general? Is it enough to present people with the facts about a dictatorship’s failings to make them want to risk rebellion? Why do some people refuse to accept facts even in liberal democracies?
Additional assignment
In preparation for my lecture a week-and-a-half from now (Wednesday, November 3) please watch the wonderful film, “Mister Johnson,” on our on-line Hesburgh Reserves site HERE
The film, which stars one of the former James Bonds, Pierce Brosnan, is simultaneously engaging, humorous, moving, and tragic.
27 LECTURE: Wednesday, October 27
Reflections on the fuzzy transition to post-communism in the 1990s and then the advance of populist demagoguery in the 2010s.
Another surprise! As if the fall of Leninism fell between 1989 and 1991 were not a big enough surprise, another surprise came not long thereafter. Almost immediately after these happy developments, most of the the post-communist states of the former Soviet bloc swiftly adopted Liberal Democratic institutions. Yet despite all the promise of this period, the populations of many of these states now face a sobering question: Will viable democracy survive in any meaningful sense? The past decade’s developments in Hungary, Poland, and Russia give us cause to worry. However, those in Slovakia, Ukraine, and the Czech Republic give us cause for hope.
First, some peculiar signs of life after communist dictatorship!
Gorbachev sings LISTEN
Vladimir Putin plays piano and sings WATCH
Assignments:
For your discussion section on Friday, finish reading Václav Havel, “Power of the Powerless,” in Open Letters: Selected Writings, 1965-1990.
What is new and what has changed after the revolutions of 1989-1991?
Vladimir Tismaneanu, “The Legacies of 1989: The Moving Ruins” Journal of Democracy, January 2014 See JSTOR at Hesburgh Library e-Journals PRINT AND READ
Jaroslaw Kuisz and Karolina Wigura, Foreign Policy, May 13, 2020, “Why populists understand eastern Europe better than liberals,” READ
Reflect: Why would Stalin still be popular in Russia? WATCH this video from Al Jazeera, and consider Nadia Beard, “Stalin Rises Again” READ
Julia Ioffe, “Why many young Russians see a hero in Putin” READ
Jarosław Kuisz and Karolina Wigura, “The Pushback Against Populism Reclaiming the Politics of Emotion,” Journal of Democracy, April 2020 at Hesburgh, through Project Muse PRINT AND READ
This article has some good ideas about how the defenders of liberal democracy should combat populism; I’ll return to them later in the semester.
Once you have read these articles, reflect upon alternative models for this transition: mass extinction or archaeopteryx. What would the adoption of one or the other image tell you about the nature of political change.
28. DISCUSSION SECTION: Friday, October 29
Václav Havel, “Power of the Powerless,” in Open Letters: Selected Writings, 1965-1990:
BY NOW, YOU SHOULD HAVED FINISHED READING THE ESSAY
Topic: What must we do to live within the truth? And, how can we convince others to do so as well.
Discussion: Finish your discussion of Havel by asking what makes the green grocer revolt. Is Havel’s analysis persuasive? Or when we are dealing with oppressive dictatorships, is it just wishful thinking to expect that the weak will rise up against the strong?
Similarly, when people living in democracies are persuaded by the powerful to “live within a lie,” is it possible to persuade them to rise up against those seek to manipulate them?
Paragraph Assignment: Identify one example of people “living within a lie” in the United States today and specify how you could persuade them to change their view and “live within the truth.”