The two axial principles of our age—tribalism and globalism—clash at every point except one: they may both be threatening to democracy
These two tendencies are sometimes visible in the same countries at the same instant: thus Yugoslavia, clamoring just recently to join the New Europe, is exploding into fragments; India is trying to live up to its reputation as the world’s largest integral democracy while powerful new fundamentalist parties like the Hindu nationalist Bharatiya Janata Party, along with nationalist assassins, are imperiling its hard-won unity. States are breaking up or joining up: the Soviet Union has disappeared almost overnight, its parts forming new unions with one another or with like-minded nationalities in neighboring states. The old interwar national state based on territory and political sovereignty looks to be a mere transitional development.
THE MARKET IMPERATIVE. Marxist and Leninist theories of imperialism assumed that the quest for ever-expanding markets would in time compel nation-based capitalist economies to push against national boundaries in search of an international economic imperium. Whatever else has happened to the scientistic predictions of Marxism, in this domain they have proved farsighted. All national economies are now vulnerable to the inroads of larger, transnational markets within which trade is free, currencies are convertible, access to banking is open, and contracts are enforceable under law. In Europe, Asia, Africa, the South Pacific, and the Americas such markets are eroding national sovereignty and giving rise to entities—international banks, trade associations, transnational lobbies like OPEC and Greenpeace, world news services like CNN and the BBC, and multinational corporations that increasingly lack a meaningful national identity—that neither reflect nor respect nationhood as an organizing or regulative principle.
The market imperative has also reinforced the quest for international peace and stability, requisites of an efficient international economy. Markets are enemies of parochialism, isolation, fractiousness, war. Market psychology attenuates the psychology of ideological and religious cleavages and assumes a concord among producers and consumers—categories that ill fit narrowly conceived national or religious cultures. Shopping has little tolerance for blue laws, whether dictated by pub-closing British paternalism, Sabbath-observing Jewish Orthodox fundamentalism, or no-Sunday-liquor-sales Massachusetts puritanism. In the context of common markets, international law ceases to be a vision of justice and becomes a workaday framework for getting things done—enforcing contracts, ensuring that governments abide by deals, regulating trade and currency relations, and so forth.
THE RESOURCE IMPERATIVE. Democrats once dreamed of societies whose political autonomy rested firmly on economic independence. The Athenians idealized what they called autarky, and tried for a while to create a way of life simple and austere enough to make the polis genuinely self-sufficient. To be free meant to be independent of any other community or polis. Not even the Athenians were able to achieve autarky, however: human nature, it turns out, is dependency. By the time of Pericles, Athenian politics was inextricably bound up with a flowering empire held together by naval power and commerce—an empire that, even as it appeared to enhance Athenian might, ate away at Athenian independence and autarky. Master and slave, it turned out, were bound together by mutual insufficiency.
The dream of autarky briefly engrossed nineteenth-century America as well, for the underpopulated, endlessly bountiful land, the cornucopia of natural resources, and the natural barriers of a continent walled in by two great seas led many to believe that America could be a world unto itself. Given this past, it has been harder for Americans than for most to accept the inevitability of interdependence. But the rapid depletion of resources even in a country like ours, where they once seemed inexhaustible, and the maldistribution of arable soil and mineral resources on the planet, leave even the wealthiest societies ever more resource-dependent and many other nations in permanently desperate straits.
Every nation, it turns out, needs something another nation has; some nations have almost nothing they need.
THE INFORMATION-TECHNOLOGY IMPERATIVE. Enlightenment science and the technologies derived from it are inherently universalizing. They entail a quest for descriptive principles of general application, a search for universal solutions to particular problems, and an unswerving embrace of objectivity and impartiality.
The new technology’s software is perhaps even more globalizing than its hardware. The information arm of international commerce’s sprawling body reaches out and touches distinct nations and parochial cultures, and gives them a common face chiseled in Hollywood, on Madison Avenue, and in Silicon Valley. Throughout the 1980s one of the most-watched television programs in South Africa was The Cosby Show. The demise of apartheid was already in production. Exhibitors at the 1991 Cannes film festival expressed growing anxiety over the “homogenization” and “Americanization” of the global film industry when, for the third year running, American films dominated the awards ceremonies. America has dominated the world’s popular culture for much longer, and much more decisively. In November of 1991 Switzerland’s once insular culture boasted best-seller lists featuring Terminator 2 as the No. 1 movie, Scarlett as the No. 1 book, and Prince’s Diamonds and Pearls as the No. 1 record album. No wonder the Japanese are buying Hollywood film studios even faster than Americans are buying Japanese television sets. This kind of software supremacy may in the long term be far more important than hardware superiority, because culture has become more potent than armaments. What is the power of the Pentagon compared with Disneyland? Can the Sixth Fleet keep up with CNN? McDonald’s in Moscow and Coke in China will do more to create a global culture than military colonization ever could. It is less the goods than the brand names that do the work, for they convey life-style images that alter perception and challenge behavior. They make up the seductive software of McWorld’s common (at times much too common) soul.
Jihad, or the Lebanonization of the World
OPEC, the World Bank, the United Nations, the International Red Cross, the multinational corporation…there are scores of institutions that reflect globalization. But they often appear as ineffective reactors to the world’s real actors: national states and, to an ever greater degree, subnational factions in permanent rebellion against uniformity and integration—even the kind represented by universal law and justice. The headlines feature these players regularly: they are cultures, not countries; parts, not wholes; sects, not religions; rebellious factions and dissenting minorities at war not just with globalism but with the traditional nation-state. Kurds, Basques, Puerto Ricans, Ossetians, East Timoreans, Quebecois, the Catholics of Northern Ireland, Abkhasians, Kurile Islander Japanese, the Zulus of Inkatha, Catalonians, Tamils, and, of course, Palestinians—people without countries, inhabiting nations not their own, seeking smaller worlds within borders that will seal them off from modernity.
The Darkening Future of Democracy
These rather melodramatic tableaux vivants do not tell the whole story, however. For all their defects, Jihad and McWorld have their attractions. Yet, to repeat and insist, the attractions are unrelated to democracy. Neither McWorld nor Jihad is remotely democratic in impulse. Neither needs democracy; neither promotes democracy.
McWorld does manage to look pretty seductive in a world obsessed with Jihad. It delivers peace, prosperity, and relative unity—if at the cost of independence, community, and identity (which is generally based on difference). The primary political values required by the global market are order and tranquillity, and freedom—as in the phrases “free trade,” “free press,” and “free love.” Human rights are needed to a degree, but not citizenship or participation—and no more social justice and equality than are necessary to promote efficient economic production and consumption. Multinational corporations sometimes seem to prefer doing business with local oligarchs, inasmuch as they can take confidence from dealing with the boss on all crucial matters. Despots who slaughter their own populations are no problem, so long as they leave markets in place and refrain from making war on their neighbors (Saddam Hussein’s fatal mistake). In trading partners, predictability is of more value than justice.
Jihad delivers a different set of virtues: a vibrant local identity, a sense of community, solidarity among kinsmen, neighbors, and countrymen, narrowly conceived. But it also guarantees parochialism and is grounded in exclusion. Solidarity is secured through war against outsiders. And solidarity often means obedience to a hierarchy in governance, fanaticism in beliefs, and the obliteration of individual selves in the name of the group. Deference to leaders and intolerance toward outsiders (and toward “enemies within”) are hallmarks of tribalism—hardly the attitudes required for the cultivation of new democratic women and men capable of governing themselves. Where new democratic experiments have been conducted in retribalizing societies, in both Europe and the Third World, the result has often been anarchy, repression, persecution, and the coming of new, noncommunist forms of very old kinds of despotism. During the past year, Havel’s velvet revolution in Czechoslovakia was imperiled by partisans of “Czechland” and of Slovakia as independent entities. India seemed little less rent by Sikh, Hindu, Muslim, and Tamil infighting than it was immediately after the British pulled out, more than forty years ago.
To the extent that either McWorld or Jihad has a NATURAL politics, it has turned out to be more of an antipolitics. For McWorld, it is the antipolitics of globalism: bureaucratic, technocratic, and meritocratic, focused (as Marx predicted it would be) on the administration of things—with people, however, among the chief things to be administered. In its politico-economic imperatives McWorld has been guided by laissez-faire market principles that privilege efficiency, productivity, and beneficence at the expense of civic liberty and self-government.
The Confederal Option
How can democracy be secured and spread in a world whose primary tendencies are at best indifferent to it (McWorld) and at worst deeply antithetical to it (Jihad)? My guess is that globalization will eventually vanquish retribalization. The ethos of material “civilization” has not yet encountered an obstacle it has been unable to thrust aside. Ortega may have grasped in the 1920s a clue to our own future in the coming millennium.
“Everyone sees the need of a new principle of life. But as always happens in similar crises—some people attempt to save the situation by an artificial intensification of the very principle which has led to decay. This is the meaning of the ‘nationalist’ outburst of recent years….things have always gone that way. The last flare, the longest; the last sigh, the deepest. On the very eve of their disappearance there is an intensification of frontiers—military and economic.”
Jihad may be a last deep sigh before the eternal yawn of McWorld. On the other hand, Ortega was not exactly prescient; his prophecy of peace and internationalism came just before blitzkrieg, world war, and the Holocaust tore the old order to bits. Yet democracy is how we remonstrate with reality, the rebuke our aspirations offer to history. And if retribalization is inhospitable to democracy, there is nonetheless a form of democratic government that can accommodate parochialism and communitarianism, one that can even save them from their defects and make them more tolerant and participatory: decentralized participatory democracy. And if McWorld is indifferent to democracy, there is nonetheless a form of democratic government that suits global markets passably well—representative government in its federal or, better still, confederal variation.
With its concern for accountability, the protection of minorities, and the universal rule of law, a confederalized representative system would serve the political needs of McWorld as well as oligarchic bureaucratism or meritocratic elitism is currently doing. As we are already beginning to see, many nations may survive in the long term only as confederations that afford local regions smaller than “nations” extensive jurisdiction. Recommended reading for democrats of the twenty-first century is not the U.S. Constitution or the French Declaration of Rights of Man and Citizen but the Articles of Confederation, that suddenly pertinent document that stitched together the thirteen American colonies into what then seemed a too loose confederation of independent states but now appears a new form of political realism, as veterans of Yeltsin’s new Russia and the new Europe created at Maastricht will attest.
Democracy in any of these variations will, however, continue to be obstructed by the undemocratic and antidemocratic trends toward uniformitarian globalism and intolerant retribalization which I have portrayed here. For democracy to persist in our brave new McWorld, we will have to commit acts of conscious political will—a possibility, but hardly a probability, under these conditions. Political will requires much more than the quick fix of the transfer of institutions. Like technology transfer, institution transfer rests on foolish assumptions about a uniform world of the kind that once fired the imagination of colonial administrators. Spread English justice to the colonies by exporting wigs. Let an East Indian trading company act as the vanguard to Britain’s free parliamentary institutions. Today’s well-intentioned quick-fixers in the National Endowment for Democracy and the Kennedy School of Government, in the unions and foundations and universities zealously nurturing contacts in Eastern Europe and the Third World, are hoping to democratize by long distance. Post Bulgaria a parliament by first-class mail. Fed Ex the Bill of Rights to Sri Lanka. Cable Cambodia some common law.
Yet Eastern Europe has already demonstrated that importing free political parties, parliaments, and presses cannot establish a democratic civil society; imposing a free market may even have the opposite effect. Democracy grows from the bottom up and cannot be imposed from the top down. Civil society has to be built from the inside out. The institutional superstructure comes last. Poland may become democratic, but then again it may heed the Pope, and prefer to found its politics on its Catholicism, with uncertain consequences for democracy. Bulgaria may become democratic, but it may prefer tribal war. The former Soviet Union may become a democratic confederation, or it may just grow into an anarchic and weak conglomeration of markets for other nations’ goods and services.
Democrats need to seek out indigenous democratic impulses. There is always a desire for self-government, always some expression of participation, accountability, consent, and representation, even in traditional hierarchical societies. These need to be identified, tapped, modified, and incorporated into new democratic practices with an indigenous flavor. The tortoises among the democratizers may ultimately outlive or outpace the hares, for they will have the time and patience to explore conditions along the way, and to adapt their gait to changing circumstances. Tragically, democracy in a hurry often looks something like France in 1794 or China in 1989.