Team,
Gift Planning has worked with our partners in the Controller’s Office to update our DTC (gifts of securities) instructions. Moving forward, please replace all previous versions of these instructions with the attached version.
The following disclaimer has been added to the instructions:
If you or your broker have reason to believe that the securities you intend to transfer will be subject to any restrictions on public sale, including restrictions imposed by Securities and Exchange Commission Rules and Regulations, please contact the Office of Gift Planning at giftplanning@nd.edu or 574-631-7164 before initiating the transfer.
This disclaimer will allow our Gift Planning team to address atypical gifts before the transfer has been initiated. We are optimistic that this will lead to more efficient processing and receipting!
In gratitude,
Alyssa