Dragonomics: Smaug and Climate Change

Today, we talk about dragons. I refer specifically to the greedy, northern (often fire-breathing) variety as described in Beowulf and featured in Tolkien’s Hobbit, and I will consider how these monsters present environmental catastrophe as a direct result of hoarding and greed.

My discussion of dragons and climate change continues my recent series of blogs interested in placing medieval literature (and in this case also modern medievalism) in conversation with current crises. This blog develops an earlier argument made in a paper at a “Tolkien in Vermont” conference (2014), titled “Dragonomics: Smaug and Pollution on Middle-Earth,” in which I argue that pollution in Tolkien’s Hobbit is linked to both the literal destruction by the dragon, and the rampant greed that motivates Smaug and ultimately initiates the plunder and violence at the Battle of Five Armies.

‘Dragon Hoard,’ Stephen Hickman (1985).

In the past, I have defined dragonomics as “the relationship between greed and catastrophe characteristic of certain representations of medieval dragons (especially the Beowulf-dragon),” which I separately argued also may apply to the study of Smaug in Tolkien’s Hobbit. In Beowulf, both the draca “dragon” slain by Sigemund (892), and the draca slain by Beowulf (2211), are depicted as excessively greedy, possessing heaps of beagas “rings” (894 and 3105) and frætwe “treasures” (896 and 3133). To emphasize the extent of their respective plunder, the dragon in the Sigemund episode is named hordes hyrde “guardian of the hoard” (887), and likewise the Beowulf-dragon is characterized repeatedly as hordweard “hoard-guardian” (2293, 2302, 2554, 2593), an epithet otherwise used throughout poem to describe kings, such as Hroðgar (1047) and Beowulf (1852).

Smaug’s hoard is equally impressive, and Tolkien describes the dragon atop his treasure: “Beneath him, under all his limbs and his coiled tail, and about him on all sides stretching away across the unseen floors, lay countless piles of precious things, gold wrought and unwrought, gems and jewels, and silver red-stained in the ruddy light” (215). Likewise when Smaug attacks, Bard of Lake-town acknowledges that the dragon is “the only king under the Mountain we have ever known” (248). Smaug similarly styles himself a king in his riddling conversation with Bilbo. Before he journeys to destroy Esgaroth, Smaug proudly remarks that “They shall see me and remember who is the real King under the Mountain!” (233).

Smaug and Bilbo, from Jackson’s ‘The Desolation of Smaug’ (2013).

Indeed, it is the hoarded wealth of a dying people that lures the Beowulf-dragon to the barrow (2270-72), and similarly, in Tolkien’s Hobbit, we learn that the dwarves’ obscene wealth is what lured Smaug to Erebor in the first place. Thorin explicitly notes how their hoard attracted Smaug:

“So my grandfather’s halls became full of armour and jewels and carvings and cups, and the toy market of Dale was the wonder of the North. Undoubtedly, that was what brought the dragon” (23).

Although the greedy wyrm “serpent” (891) that Sigemund kills is not described as particularly destructive, the avaricious Beowulf-dragon becomes belligerent once its wealth is disturbed by an anonymous thief, who steals its dryncfæt deore “precious drinking-cup” (2254). The narrator explains that after the wyrm (2287) is robbed of his prized chalice, he ravages the countryside causing widespread destruction.

Manuscript image of Beowulf, British Library, Cotton Vitellius a.xv, f.184r.
Beowulf, 2312-27
Ða se gæst ongan   gledum spiwan,
beorht hofu bærnan;   bryneleoma stod
eldum on andan.   No ðær aht cwices
lað lyftfloga   læfan wolde.
Wæs þæs wyrmes wig   wide gesyne,
nearofages nið   nean ond feorran,
hu se guðsceaða   Geata leode
hatode ond hynde;   hord eft gesceat,
dryhtsele dyrnne,   ær dæges hwile.
Hæfde landwara   lige befangen,
bæle ond bronde.   Beorges getruwode,
wiges ond wealles.   Him seo wen geleah.
Þa wæs Biowulfe   broga gecyðed
snude to soðe,   þæt his sylfes ham,
bolda selest,   brynewylmum mealt,
gifstol Geata.
“Then the spirit began to spew flames, burning the bright buildings. The burning-light [i.e. dragon] remained in anger toward all humans. The loathsome air-flier wanted to leave nothing alive there. The war of the serpent, the enmity of the narrow-hostile one, was widely seen, near and far—how the war-harmer hated and humiliated the Geatish people. It shot back to its hoard, its secret lordly-hall, a while before daybreak. The land-citizens had been surrounded by fire, by flame and brand. It trusted in its barrow, war and wall. The expectation for him was deceived. Then was the terror known to Beowulf, quickly to truth, that his own home, the best of houses, melted in burning-waves, the gift-throne of the Geats.”

In Tolkien’s Hobbit, widespread devastation occurs when Smaug first plunders the wealth from the dwarves, unlike in Beowulf, where the hoarders are long-dead (2236-70). Pollution seems to accompany Smaug, and in Thorin’s retelling of the dwarves’ exile from Erebor, he describes how “A fog fell on Dale, and in the fog the dragon came on them” (23). Smaug again causes calamity when his hoard is disturbed, and Bilbo—like the Beowulf-thief—steals a treasured cup from the dragon. Bilbo accidentally directs Smaug’s attention toward Lake-town, and when the dragon attacks, he arrives with “shadows of dense black” (249) that engulfs the city.

Smaug attacking Lake-town, Rankin and Bass’ ‘The Hobbit’ (1977).

Although both dragons lay waste to the surrounding region, Smaug’s pollution of Middle-Earth expands well beyond the scope of his medieval predecessor. Indeed, as a result of Smaug, the environment has been poisoned, and a once lush and thriving place had withered as a result of excessive smoke and heat.

I would argue that for Tolkien—whose environmentalism is no secret—Smaug represents a more contemporary form of dragonomics with special attention toward the ways in which greed drives war and industry, which pollutes the land and skies. The smog episodes in London throughout the 19th and 20th centuries–which culminated in the “Great Smog” of 1952 that killed 4,000 peoplemay not be part of the philological jest of the dragon’s name (since Tolkien describes the etymology of Smaug as derived from the past tense smaug of the proto-Germanic smugan “to squeeze through a hole” in his 1938 Observer letter); nevertheless, Smaug becomes a representation of the dragonomics more closely associated with industrialization, which promised wealth but delivered also ecological catastrophe. Tolkien emphasizes that “his hot breath shriveled the grass” (219) and “The dragon had withered all the pleasant green” (229).

London during the Great Smog of 1952, Associated Newspapers /REX.

Smaug is characteristically avaricious, and Thorin describes him as “a most specially greedy, strong and wicked worm called Smaug” (23).” Tolkien refers to Smaug’s environmental impact as “The Desolation of the Dragon” (203, 255), and the author imagines an earlier, greener and more plentiful time before the dragon made his mark:

“There was little grass, and before long there was neither bush nor tree, and only broken and blackened stumps to speak of ones long vanished” (203).

I would argue that Smaug’s pollution changes the climate of Middle-Earth, affecting the land and the skies, but also the rivers and woods (such as the poisoned river and forests encountered in Mirkwood), and even the Elf-king’s woodland realm and the human merchant city of Lake-town. A conversation between Bilbo and Balin emphasizes Smaug’s lingering effect. Bilbo wagers that ‘The dragon is still alive—or I imagine so from the smoke’ (204), but Balin is worried about the lasting pollution of Smaug, and so the dwarf objects. Balin explains how Smaug “might be gone away some time … and still I expect smokes and steams would come out of the gates: all the halls within must be filled with his foul reek” (204). Bilbo discovers the truth of the dwarf’s words, for even when Smaug is not at home, “the worm-stench was heavy in the place, and the taste of vapour was on his tongue” (235).

Smog in Lianyungang, China (2013), Chinafotopress/Getty Images.

I offer this interpretation of Tolkien’s dragon, because I would suggest that Smaug may be productively read as a representation of climate change, in the sense that the dragon is a force of smoke and heat which destroys ecosystems and disrupts the environment in much deeper and more long-lasting ways. Indeed, Tolkien reiterates the ecological cost of Smaug’s presence, and he describes how “his hot breath shriveled the grass” (219) and “The dragon had withered all the pleasant green” (229).

Since the president’s declaration of a national emergency with regard to the alleged immigration crisis on the southern border of the United States, many have already begun to discuss the potential for a future president to declare a national emergency in order to act on climate change more comprehensively, if necessary. We are already imagining our environmental crisis as the monster it threatens to be.

Cal Fire firefighter in Igo, CA (2018), Hector Amezcua/The Sacramento Bee via AP.

At the center of our modern struggles with dragonomics, I would argue, the problem of avarice endures. It is greed, especially from the fossil fuel lobby and the major energy companies (many linked to nations themselves), which have stalled and prevented developments in renewable energies in order to reduce our carbon footprint. And greed continues to obstruct human efforts to act upon the issue, both globally and as individual nations, as the looming dragon grows ever bigger and more ominous.

Dragonomics is not simply about making money, it is about plundering it and more importantly hoarding it. I have already referenced how greed motivates Smaug’s plunder, and I will turn now to Tolkien’s description of dragon-hoarding:

“Dragons steal gold and jewels…and they guard their plunder as long as they live….and never enjoy a brass ring of it. Indeed they hardly know a good bit of work from a bad, though they usually have a good notion of the market value” (23).

‘Smaug,’ Sam Kieser (2012).

The socially detrimental result of hoarding obscene wealth marks the very pinnacle of greed in the Hobbit, which Tolkien describes specifically as “dragon-sickness” (305).  I would argue that hoarding is also a major motivating force when it comes to our environmental crisis, especially with regard to our delayed and incoherent responses to the issues climate change presents. This is especially true with regard to the oil companies and related special interests linked to fossil fuels, which in their attempts to consolidate and retain their wealth and virtual monopoly on energy, have awoken a terrible dragon, one that will dwarf Smaug and will require heroism—not only from those in leadership positions, but also from the people. Indeed, when it comes to the crisis of global pollution and climate change, Bilbo’s sentiments ring truer to me than ever: “‘This whole place still stinks of dragon….and it makes me sick’” (267).

Thorin’s final words to Bilbo, Rankin and Bass’ ‘The Hobbit’ (1977).

Still, it is Thorin’s famous deathbed realization that speaks most directly to today’s crisis, if the goal is to work together globally in order to combat our collective environmental crisis. The moment calls for a collective change of attitude, particularly from those who maintain that profits and economics necessarily trump ecological concerns. As even the miserly dwarf-king, formerly seduced by “the bewitchment of the hoard” (240), must admit at the end of his life: “If more of us valued food and cheer and song above hoarded gold, it would be a merrier world” (290).

Richard Fahey
PhD Candidate in English
University of Notre Dame

Editions and Translations:

Tolkien, J. R. R. 1937. The Hobbit, or, There and back again. George Allen & Unwin.
Pages correspond to:
Tolkien, J. R. R. 1937. The Hobbit, or, There and back again (Mass Market Edition). HarperCollins Publishers. 2012.

Heaney, Seamus. Beowulf: A New Verse Translation (Bilingual Edition). Farrar, Straus and Giroux. 2000.

Klaeber’s Beowulf (Fourth Edition), ed. R.D. Fulk, Robert E. Bjork, John D. Niles. University of Toronto Press. 2008.

Further Reading:

Abram, Christopher. Evergreen Ash: Ecology and Catastrophe in Old Norse Myth and Literature. University of Virginia Press. 2019.

Bates, Robin. “Dragon Billionaires Assaulting America.” Better Living Through Beowulf. September 19, 2012.

Cooke, William. “Who Cursed Whom, and When? The Cursing of the Hoard and Beowulf’s Fate.” Medium Aevum 76.2 (2007): 207-224.

Evans, Jonathan D. “A Semiotics and Traditional Lore: The Medieval Dragon Tradition.” Journal of Folklore Research 22 (1985): 85-112.

—. “‘As Rare as They Are Dire’: Old Norse Dragons, Beowulf and the Deutsche Mythologie”: 207-269. In The Shadow-Walkers: Grimm’s Mythology of the Monstrous, ed. Tom Shippey. Arizona Center for Medieval and Renaissance Studies. 2005.

Lawrence, William Witherle. “The Dragon and His Lair in Beowulf.” PMLA 33.4 (1918): 547-583.

Lee, Alvin A. Gold-hall and Earth-dragon: Beowulf as Metaphor. University of Toronto Press. 1998.

Lionarons, Joyce Tally. The Medieval Dragon: The Nature of the Beast in Germanic Literature. Hisarlik Press. 1998.

Park, Jisung and James Hacker. “The Derivation of Smaug: Dragons, Methane, and Climate Change.” Sense and Sustainability. January, 20, 2014.

Rauer, Christine. Beowulf and the Dragon: Parallels and Analogues. Boydell and Brewer. 2000.

Shabala, Alex. “From Smaug to Smog: Historical carbon emissions due to dragons in Middle Earth.” Climate System Analysis Group. January 27, 2014.

Shippey, T.A. The Road to Middle-Earth: How J.R.R. Tolkien Created a New Mythology. Mariner Books. 2003.

Silber, Patricia. “Gold and Its Significance in Beowulf.” Annuale Mediaevale 18 (1977): 5-19.

Guy of Warwick the Anglo-Norman Guthlac?

Prior to the twentieth century, Guy of Warwick ranked among the most popular heroes of the Anglophone world, even being placed at one point among the Nine Worthies. And it is not hard to imagine why, as there is something for everyone in his story, for he is shown to be a great warrior and a dragon-slayer who later becomes a pilgrim and, eventually, a hermit.

Guy of Warwick as a Knight. Introductory illustration to a copy of Le Rommant de Guy de Warwik et de Herolt d’Ardenne (an abridged continental French prose version). London, British Library, MS Royal 15. E. VI, ff. 227r-272r (15th Century)
Guy of Warwick Slays the Dragon, Saving the Lion. The Taymouth Hours, London, British Library, MS Yates Thompson 13, f. 14r (c. 1331)

The narrative was first written in Anglo-Norman shortly before 1204 A.D. (Weiss, “Gui de Warewic” 7). Attesting to the lengthy story’s success, nine manuscripts and seven fragments survive in Anglo-Norman. The earliest complete copy that we have in Middle English can be found in the Auchinleck Manuscript, Edinburgh, National Library of Scotland, MS Advocates 19.2.1, dated to c. 1330-1340. Two other, much later versions exist in Cambridge, Gonville and Caius College, MS 107/176 (c. 1470s) and Cambridge, University Library, MS Ff.2.38 (c. 1479-1484) (Wiggins, “The Manuscripts and Texts” 64). And there are an additional two sets of fragments in Middle English. One thing interesting about the layout of the text in the Auchinleck Manuscript is that it is separated into a sort of trilogy, consisting of what is known as the couplet Guy of Warwick, covering Guy’s early exploits (ff. 108r-146v), the stanzaic Guy of Warwick, recounting his later life events (ff. 146v-167r), and Reinbroun, which deals with the feats of Guy’s son (ff. 167r-175v). The Auchinleck Manuscript also includes a text called the Speculum Gy de Warewyke, a homiletic treatise that uses Guy’s narrative as a frame to discuss the sins and the importance of contrition and penance.

The entire Auchinleck Manuscript, as well as a treasure trove of information, is available online here: https://auchinleck.nls.uk/.

Guy’s cultural importance extended beyond England and France and also into the early modern period. A now lost Middle English version likely served as the basis for the fifteenth-century Irish Beathadh Sir Gyi o Bharbhuic, copied in Dublin, Trinity College Library, MS 1298B, pp. 300-347. What is most remarkable about this version is that it incorporates material from the Speculum. It is furthermore no secret, for example, that Edmund Spenser’s Guyon from Book II of The Faerie Queene is modeled on Guy of Warwick, and we can also see reflections of Guy in the Redcrosse Knight of Book I (Cooper, “Romance after 1400” 718-719 and The English Romance in Time 92-99). In fact, as Helen Cooper demonstrates, the popularity of the Guy narrative continued unabated up through the Victorian era (“Romance after 1400” 704-706).

For more on the later life of the Guy of Warwick legend, see Dr. Siân Echard’s page: http://faculty.arts.ubc.ca/sechard/GUY.HTM.

So what, you might be asking, is this blockbuster story all about? Well, the narrative tells of Guy, a steward’s son, who falls in love with Felice, the Earl of Warwick’s daughter, and is compelled to climb the social ladder through heroic acts in order to prove himself. Guy has many battles and adventures on the Continent, winning fame and admiration abroad. While in Constantinople, he rescues a lion from a dragon. He also makes a bosom companion in the person of Terri of Worms. On his way back to England, Guy slays the villainous Otun, Duke of Pavia, but he also gets caught up in a confrontation in which he rashly kills the son of Count Florentine. Before returning home to Warwick, Guy helps King Athelstan by slaying a dragon that is ravaging Northumberland. He then marries Felice and fathers a child, Reinbroun. The trajectory is not unlike other romans d’aventure. But once he has fulfilled all of his desires, Guy is suddenly overcome by deep inner turmoil while gazing at the stars one evening, realizing that, as yet, God has had no place in his life. With this, he vows to dedicate himself to holy pursuits and become a pilgrim, expiating by means of his body, as he says, those sins committed by his body, namely the lives of others destroyed and lost through his reckless longing for glory. Upon departing, he gives Felice his sword, and Felice, in turn, gives him a ring to remember her by. (They halve the ring in later versions.) Their parting is a tearful one. In his subsequent travels, Guy, always incognito, makes his way to the Holy Land, aiding and rescuing others, Christian and “Saracen” alike, in many martial exploits. He assists the Saracen King Triamour by vanquishing the giant Amoraunt and, in the process, helps the Christian Earl Jonas and his sons. He also eventually saves his friend Terri by defeating Berard, the likewise treacherous nephew of Otun. Though comparatively little space is given to Felice, she devotes herself to serving her community in Warwickshire through charitable deeds. When Guy makes his final return to England, he aids King Athelstan again, this time preventing a Danish invasion by defeating the giant Colbrond and thus becoming the savior of England. However, he retreats unnoticed to the woods outside of his estate in Warwick. Guy’s desire is to receive religious instruction from another hermit and to live out the rest of his days in contemplation. Guy eventually learns from the Archangel Michael that he has a week left to live (he will die on the eighth day), and so he sends word to Felice as well as his ring (or half-ring) for identification purposes. She comes to him on the point of death, and his soul is soon borne to Heaven by angels. A sweet fragrance issues forth from his body, which (in all versions of the text) is said to be so heavy that it cannot be removed from his hermitage. Felice herself dies soon afterwards. The two are buried together in the hermitage (at least at first) and are said to be reunited in Heaven. The narrative thus shifts from being something like a chanson de geste to something much more hagiographical.

The two halves of Guy’s life are clearly displayed in the Rous Roll, which depicts and gives a brief history of each significant family member (historically real or otherwise) of the Beauchamp Earls of Warwick.

Guy of Warwick in the Rous Roll. Pictured from left to right are Felice’s father, Felice and her son Reinbroun, Guy of Warwick as a knight with the lion, then Guy of Warwick as penitent pilgrim and vanquisher of Colbrond, then the adult Reinbroun. London, British Library, MS Additional 48976, f. 3ar (c. 1483)

Guy’s later life is also the likely subject of two misericords in English cathedrals.

Misericord Showing Guy Fighting Colbrond (S03) (c. 1350-1360), Gloucester Cathedral, Gloucester, England
Misericord with Felice Giving Alms to the Hermit Guy (SH-16) (c. 1330s), Wells Cathedral, Wells, England

A number of literary antecedents to the figure of Guy have been posited. Many scholars, like Judith Weiss, point to the twelfth-century Le Moniage Guillaume (part of the William of Orange cycle) whose main character, Guillaume d’Orange (otherwise known as Guillaume au Court Nez), is a warrior who battles “Saracens” and later becomes a monk and then hermit, fearful for the state of his soul after having killed so many people (“The Exploitation” 44-46). As Angus Kennedy points out, it is also not uncommon in Arthurian romances, for example, for hermit-saints to have previously been members of the chivalric class (72). Both verse and prose French romances alike show a host of knights who choose to retreat from the world and end their days as hermits: the protagonist of Escanor; Perceval in Manessier’s Continuation and in the Queste del Saint Graal; at least thirteen knights in the Perlesvaus; Mordrain and Nascien, King Urien, Girflet, Bors and Hector, and even Lancelot in the Vulgate Cycle; Guiron and his ancestors in Palamède; and Pergamon in Perceforest (74-75). References to aristocratic hermits exist in many other texts, particularly Arthurian, but these hermits, as they are presented, are not entirely separated from the world. In fact, they very often still play a role in their societies (think of all of the other hermits in the Queste del Saint Graal) (77-78).

To my mind, however, there is an as yet unnoticed parallel with the late-eighth-century Old English lives of St. Guthlac in that invaluable repository of Anglo-Saxon poetry, the Exeter Book (Exeter, Cathedral Library, MS 3501). (For some images, go here. The lives are based, at least in part, on the Latin Vita sancti Guthlaci (between 730 and 749 A.D.) written by a man named Felix, likely a monk, about whom next to nothing is known. Guthlac, though, was born around 673 A.D. into a royal Mercian family and had a military career before becoming a monk at Repton Abbey and then two years later a hermit in the Lincolnshire fens at what is now Crowland (Croyland in the Middle Ages). He died there in 714, and a shrine was erected to commemorate him. Around this eventually grew Crowland Abbey and around this the town (Bradley 248-249).

Crowland Abbey, Lincolnshire
Quatrefoil Portraying Scenes from St. Guthlac’s Life, Crowland Abbey, Lincolnshire

In the Exeter Book’s Guthlac A (ff. 32v-44v), the saint is said to be attacked by demons who try to tempt him into abandoning his hermitage by making him feel guilty for leaving his family. They also seek to make him feel lonely, to crave human company. Guthlac ultimately resists, but we have here the same tensions that we see exhibited in later works like the legend of St. Alexis and Guy’s narrative. The events that are most reminiscent of Guy’s story, however, are those found in Guthlac B (ff. 44v-52v). Guthlac has a servant who attends to him, much as Guy the hermit does as well, and it is to this person that Guthlac makes a prediction, told to him by an angel, that he has eight days left to live (ll. 1034b-1038a). Shortly before his death, Guthlac has the servant boy prepare to seek out his most cherished virgin sister, “wuldres wynmaeg,” to tell her that he has kept apart from her for so long so that he could attain an eternal life, free from imperfections, with her in Heaven (l. 1345a; ll. 1175a-1196a). Guthlac dies before his sister, who is to bury him in his hermitage, comes; sweet odor issues forth (ll. 1271b-1273a); and his soul is borne to Heaven by angels (ll. 1305a-1306a). We see the same knowledge of impending death delivered by an angelic presence in Gui de Warewic and later versions, many of the very same details regarding Guy’s death, and the sister’s role is easily replaced by the wife’s—which also acts to make familial tensions that much greater. So then, is Guy meant to be a saint? That, dear reader, is a question for another post…or a book.

Hannah Zdansky, Ph.D.
University of Notre Dame

Bibliography (Cited and/or Suggested):

N.B. This list is not exhaustive.

Primary Sources (with introductions, notes, and commentary) 

Boeve de Haumtone and Gui de Warewic: Two Anglo-Norman Romances. Trans. Judith Weiss. Tempe: Arizona Center for Medieval and Renaissance Studies, 2008. 97-243.

Cambridge University Library MS Ff.2.38. Ed. Frances McSparran and P. R. Robinson. London: Scolar Press, 1979.

Felix’s Life of Saint Guthlac. Ed. and Trans. Bertram Colgrave. Cambridge: Cambridge University Press, 1956.

Gui de Warewic: Roman du XIIIe Siècle. Ed. Alfred Ewert. 2 vols. Paris: Champion, 1932-1933.

“Guthlac A.” Anglo-Saxon Poetry. Trans. S. A. J. Bradley. London: Everyman, 1982. 248-268.

“Guthlac A.” The Exeter Book. Anglo-Saxon Poetic Records. vol 3. Ed. George Philip Krapp and Elliott van Kirk Dobbie. New York: Columbia University Press, 1936. 49-72.

“Guthlac B.” Anglo-Saxon Poetry. Trans. S. A. J. Bradley. London: Everyman, 1982. 269-283.

“Guthlac B.” The Exeter Book. Anglo-Saxon Poetic Records. vol 3. Ed. George Philip Krapp and Elliott van Kirk Dobbie. New York: Columbia University Press, 1936. 72-88. 

Speculum Gy de Warewyke. Ed. Georgiana Lea Morrill. Early English Text Society. e.s. vol. 75. London: Kegan Paul, Trench, Trübner & Co., 1898.

Stanzaic Guy of Warwick. Ed. Alison Wiggins. Kalamazoo: Medieval Institute Publications, 2004. 

The Auchinleck Manuscript: National Library of Scotland Advocates’ MS. 19.2.1. Ed. Derek Pearsall and I. C. Cunningham. London: Scolar Press, 1977. 

The Guthlac Poems of the Exeter Book. Ed. Jane Roberts. Oxford: Oxford University Press, 1979.

“The Irish Lives of Guy of Warwick and Bevis of Hampton.” Ed. and Trans. F. N. Robinson. Zeitschrift für celtische Philologie 6 (1908): 9-338.

The Romance of Guy of Warwick. Edited from the Auchinleck MS. in the Advocates’ Library, Edinburgh, and from MS. 107 in Caius College, Cambridge. Ed. Julius Zupitza. Early English Text Society. e.s. vols. 42, 49, 59. London: N. Trübner & Co., 1883, 1887, 1891.

The Romance of Guy of Warwick. The Second or 15th-Century Version. Edited from the Paper MS. Ff.2.38 in the University Library, Cambridge. Ed. Julius Zupitza. Early English Text Society. e.s. vols. 25-26. London: N. Trübner & Co., 1875-1876.

Secondary Sources

Ailes, Marianne. “Gui de Warewic in Its Manuscript Context.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 12-26.

Byrne, Aisling. “The Circulation of Romances from England in Late-Medieval Ireland.” Medieval Romance and Material Culture. Ed. Nicholas Perkins. Cambridge: D. S. Brewer, 2015. 183-198.

Cannon, Christopher. “Chaucer and the Auchinleck Manuscript Revisited.” The Chaucer Review 46 (2011): 131-146.

Cooper, Helen. “Guy as Early Modern English Hero.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 185-200.

Cooper, Helen. “Romance after 1400.” The Cambridge History of Medieval English Literature.  Ed. David Wallace. Cambridge: Cambridge University Press, 1999. 690-719.

Cooper, Helen. The English Romance in Time: Transforming Motifs from Geoffrey of Monmouth to the Death of Shakespeare. Oxford: Oxford University Press, 2004.

Crane, Ronald S. “The Vogue of Guy of Warwick from the Close of the Middle Ages to the Romantic Revival.” PMLA 30 (1915): 125-194.

Crane, Susan. “Anglo-Norman Romances of English Heroes: ‘Ancestral Romance’?” Romance Philology 35 (1981-1982): 601-608.

Crane, Susan. “Guy of Warwick and the Question of Exemplary Romance.” Genre 17 (1984): 351-374.

Crane, Susan. Insular Romance: Politics, Faith, and Culture in Anglo-Norman and Middle English Literature. Berkeley: University of California Press, 1986.

Djordjević, Ivana. “Guy of Warwick as a Translation.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 27-43.

Djordjević, Ivana. “Nation and Translation: Guy of Warwick between Languages.” Nottingham Medieval Studies 57 (2013): 111-144.

Dyas, Dee. Pilgrimage in Medieval English Literature, 700-1500. Woodbridge: D. S. Brewer, 2001.

Echard, Siân. “Of Dragons and Saracens: Guy and Bevis in Early Print Illustration.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 154-168.

Edwards, A. S. G. “The Speculum Guy de Warwick and Lydgate’s Guy of Warwick: The Non-Romance Middle English Tradition.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 81-93.

Fellows, Jennifer. “Printed Romance in the Sixteenth Century.” A Companion to Medieval Popular Romance. Ed. Raluca L. Radulescu and Cory James Rushton. Cambridge: D. S. Brewer, 2009. 67-78.

Field, Rosalind. “From Gui to Guy: The Fashioning of a Popular Romance.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 44-60.

Frankis, John. “Taste and Patronage in Late Medieval England as Reflected in Versions of Guy of Warwick.” Medium Aevum 66 (1997): 80-93.

Gordon, Sarah. “Translation and Cultural Transformation of a Hero: The Anglo-Norman and Middle English Romances of Guy of Warwick.” The Medieval Translator. Traduire au Moyen Âge. Ed. Jacqueline Jenkins and Olivier Bertrand. Turnhout: Brepols, 2007. 319-331.

Gos, Giselle. “New Perspectives on the Reception and Revision of Guy of Warwick in the Fifteenth Century.” Journal of English and Germanic Philology 113 (2014): 156-183.

Griffith, David. “The Visual History of Guy of Warwick.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 110-132.

Hanna, Ralph, III. “Reconsidering the Auchinleck Manuscript.” New Directions in Later Medieval Manuscript Studies: Essays from the 1998 Harvard Conference. Ed. Derek Pearsall. York: York Medieval Press, 2000. 91-102.

Hopkins, Andrea. The Sinful Knights: A Study of Middle English Penitential Romance. Oxford: Clarendon Press, 1990.

Kennedy, Angus J. “The Portrayal of the Hermit-Saint in French Arthurian Romance: The Remoulding of a Stock-Character.” An Arthurian Tapestry: Essays in Memory of Lewis Thorpe. Ed. Kenneth Varty. Glasgow: French Department of the University of Glasgow, 1981. 69-82.

King, Andrew. “Guy of Warwick and The Faerie Queene, Book II: Chivalry through the Ages.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 169-184.

Klausner, David N. “Didacticism and Drama in Guy of Warwick.” Medievalia et Humanistica 6 (1975): 103-119.

Legge, Mary Dominica. Anglo-Norman Literature and Its Background. Oxford: Clarendon Press, 1963.

Matthews, David. “Whatever Happened to Your Heroes? Guy and Bevis after the Middle Ages.” The Making of the Middle Ages. Ed. Marios Costambeys. Liverpool: Liverpool University Press, 2007. 54-70.

Merisalo, Outi. “La fortune de Gui de Warewic à la fin du Moyen Âge (XVe siècle).” Le Moyen Âge par le Moyen Âge, même: réception, relectures et réécritures des textes médiévaux dans la littérature française des XIVe et XVe siècles. Ed. Laurent Brun and Silvère Menegaldo et al. Paris: Champion, 2012. 239-253.

Mills, Maldwyn. “Structure and Meaning in Guy of Warwick.” From Medieval to Medievalism. Ed. John Simons. London: Macmillan, 1992. 54-68.

Mills, Maldwyn. “Techniques of Translation in the Middle English Versions of Guy of Warwick.” The Medieval Translator II. Ed. Roger Ellis. London: Centre for Medieval Studies, University of London, 1991. 209-229.

Poppe, Erich. “Narrative Structure of Medieval Irish Adaptations: The Case of Guy and Beves.” Medieval Celtic Literature and Society. Ed. Helen Fulton. Dublin: Four Courts Press, 2005. 205-229.

Price, Paul. “Confessions of a Godless Killer: Guy of Warwick and Comprehensive Entertainment.” Medieval Insular Romance: Translation and Innovation. Ed. Judith Weiss, Jennifer Fellows, and Morgan Dickson. Cambridge: D. S. Brewer, 2000. 93-110.

Richmond, Velma Bourgeois. The Legend of Guy of Warwick. New York: Garland Publishing, Inc., 1996.

Rouse, Robert Allen. “An Exemplary Life: Guy of Warwick as Medieval Culture-Hero.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 94-109.

Shonk, Timothy A. “A Study of the Auchinleck Manuscript: Bookmen and Bookmaking in the Early Fourteenth Century.” Speculum 60 (1985): 71-91.

Shonk, Timothy A. “The Scribe as Editor: The Primary Scribe of the Auchinleck Manuscript.” Manuscripta 27 (1983): 19-20.

Spahn, Renata. Narrative Strukturen im Guy of Warwick: Zur Frage der Überlieferung einer mittelenglischen Romanze. Tübingen: G. Narr, 1991.

Quin, Gordon. Introduction. Stair Ercuil ocus a Bás. The Life and Death of Hercules. Ed. and Trans. Gordon Quin. Dublin: Irish Texts Society, 1939. xiii-xl.

Weiss, Judith. “Gui de Warewic at Home and Abroad: A Hero for Europe.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 1-11.

Weiss, Judith. “The Exploitation of Ideas of Pilgrimage and Sainthood in Gui de Warewic.” The Exploitations of Medieval Romance. Ed. Laura Ashe, Ivana Djordjević, and Judith Weiss. Cambridge: D. S. Brewer, 2010. 43-56.

Wiggins, Alison. “A Makeover Story: The Caius Manuscript Copy of Guy of Warwick.” Studies in Philology 104 (2007): 471-500.

Wiggins, Alison. “Are Auchinleck Manuscript Scribes 1 and 6 the Same Scribe? The Advantages of Whole-Data Analysis and Electronic Texts.” Medium Aevum 73 (2004): 10-26.

Wiggins, Alison. “Guy of Warwick in Warwick?: Reconsidering the Dialect Evidence.” English Studies 84 (2003): 219-230.

Wiggins, Alison. “Imagining the Compiler: Guy of Warwick and the Compilation of the Auchinleck Manuscript.” Imagining the Book. Ed. Stephen Kelly and John J. Thompson. Turnhout: Brepols, 2005.

Wiggins, Alison. “The Manuscripts and Texts of the Middle English Guy of Warwick.” Guy of Warwick: Icon and Ancestor. Ed. Alison Wiggins and Rosalind Field. Woodbridge: Boydell and Brewer, 2007. 61-80.

Zupitza, Julius. “Zur Literaturgeschichte des Guy von Warwick.” Sitzungesberichte der Kaiserlichen Akademie der Wissenschaften, Philosophisch-Historische Classe. vol. 74. no. 1. Vienna: Karl Gerold’s Sohn, 1873. 623-668.

The Pearl in the Dragon’s Belly

St. Margaret, identifiable by her dragon in the lower left corner, otherwise resembles a fashionable lady of contemporary European courts, presenting her as an attractive model for the readers of this book of hours, among whom was numbered Anne Boleyn; book of hours, Netherlands (Bruges), c. 1500; BL, King’s MS 9, f. 62v

Hagiography, or the biographies of saints, was one of the most popular genres in the Middle Ages. This was because saints could be valuable moral exemplars: models of virtuous behavior that ordinary people were called on to admire and emulate. But they were also popular because exciting stories of the struggle between good and evil – and the miracles that saints performed – made for rollicking good tales, and vivid illustrations to go along with them. Some of the colorful tales of saints, like Patrick, Christopher, and Catherine, have already found their way into this blog. Today, I’d like to put the spotlight on Margaret of Antioch, one of my personal favorites, both for the dramatic story of her martyrdom, and especially for the beautiful iconography that makes her one of the easiest saints to recognize and identify in medieval art.

Illuminated initial “A” showing Margaret, simultaneously being devoured by the dragon and bursting out unharmed; Wauchier de Denain, Lives of the Saints, France (Paris), 2nd quarter of the 13th century; BL Royal MS D. vi, f. 220r

Margaret, or Marguerite, is, as all Francophiles will know, the French word for “daisy.” In Old French, it could also mean “pearl,” making the name a popular spur to etymological and allegorical puns. The most famous of these in English literature may be the poem Pearl (by the same author as Sir Gawain and the Green Knight), whose elegiac dream-vision about a dropped pearl is often read as a lament for the death of a young daughter probably named Margaret. And it is with this etymology – Margaret for pearl – that Jacob de Voraigne, the author of the Legenda Aurea (Golden Legend), one of the most widely read medieval collections of saints’ lives, began his life of St. Margaret.   Margaret is a “pearl” for her humility, recalling the diminutive size of the jewel, and even more for the whiteness of her virgin purity. She was one of the many virgin martyrs of early Christianity, and her story resembles many others in its general outline.

A servant, bringing Margaret food in prison; Tectino, Life of Margaret of Antioch in verse, Italy, 1st half of the 15th century; BL Harley MS 5347, f. 26v

She was raised by her nurse as a Christian, and grew into a remarkably beautiful young woman. But her beauty would be her downfall, as she caught the eye of the pagan prefect Olybrius. The lustful Roman wanted her for a wife or concubine, and ordered her brought to him. When he found she was a Christian, he demanded she convert, but she – refusing to betray her faith and wishing to maintain her virginity as part of her commitment to Christ – stood her ground. Olybrius ordered her tortured and thrown into prison to induce her to relent.

Margaret being tortured; Queen Mary Psalter, England, 1310-1320; Royal MS 2 B. vii, f. 308v

It is while Margaret was in prison that the narrative takes a distinctive turn. The sort of psychological warfare waged by Olybrius is distressing to Margaret, and so she prays to God for a more tangible opponent in her struggles. He obliges, and a dragon appears in her cell, which devours her whole. Margaret, however, is not so easily defeated – either by lusty pagans or by dragons – and makes the sign of the cross. On this action, the dragon bursts open, and Margaret emerges from his belly, whole and unharmed. It is this violent victory over fanged and fearsome evil that gives rise to the most popular way of depicting Margaret, sometimes in the act of emerging from a dragon’s belly and sometimes more sedately trampling it under her feet or holding it, subdued, by a leash or chain. Interestingly, while the story was the aspect of her tale that most caught artists’ imaginations, it was one that met with skepticism in the Latin hagiographic tradition, and which Jacob de Voraigne himself dismisses as apocryphal. This did not, however, dent its popularity in the vernacular tradition (see Cazelles, 216-217).

Margaret bursts unharmed from the back of the dragon, while a scrap of her garment hangs from the mouth of the greedy beast, still in the process of devouring her; book of hours, Netherlands, 3rd quarter of the 15th century; Harley MS 2985, f. 37v

Once Margaret emerges from the dragon, her ordeal is not over. A second demon appears, this one in the shape of a man, described in some versions as hideous and black. He introduces himself as Beelzebub, and asserts that he has come to avenge his brother, the dragon, whom she has just killed (see Cazelles, e.g. 224). But this new foe is no more successful than the last: Margaret seizes him by the hair, and tramples him underfoot, beating him and interrogating him, before banishing him back to hell. Margaret’s physical victory over these demonic foes renders tangible her spiritual victory over her pagan captors – but from these she does not physically escape. After a further round of torture – during which her fortitude and miraculous invulnerability earn thousands of additional converts to Christianity – she is finally beheaded by the frustrated Olybrius.

Three martyrs: above, Thomas Becket; below left, Margaret with both dragon and Beelzebub; below right, Catherine, another virgin saint known for trampling her enemies beneath her feet; Huth Psalter, England, 4th quarter of the 13th century; Add. MS 38116

While Margaret is a virgin saint, and indeed died to remain so, she is, somewhat incongruously, also the patron saint of pregnant women and women in childbirth. In her vita, this is presented as due to her dying prayer that those who invoke her aid might be healed and, specifically, that women who employ a copy of the book as a protective amulet during childbirth will be delivered of a healthy child. The explanation may also perhaps circle back to her association with the pearl, a gem Jacob de Voraigne asserts had medical use in staunching hemorrhaging blood, which could be a principal hazard during labor. Whatever the explanation for this connection, such powerful patronage no doubt contributed to her wide popularity.

Nicole Eddy
Postdoctoral Research Associate
Medieval Institute
University of Notre Dame

A midwife holds a swaddled infant, while its mother looks on from a bed following a successful delivery; Passion of Margaret, Italy, 3rd quarter of the 14th century; BL Egerton MS 877, f. 12r

Works Cited

Brigitte Cazelles, The Lady As Saint : A Collection of French Hagiographic Romances of the Thirteenth Century (Philadelphia: University of Pennsylvania Press, 1991).